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The following table summarizes some basic information
about different types of intellectual property
and how they can be protected.
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| New and useful processes, machines,
manufactures, compositions of matter, and new and useful improvements
of these things; ornamental designs and plants |
Identification of source for products
and services; names, slogans, ornamental design features for
goods and services |
Original expression, generally not
underlying ideas |
Any business information that
is
• secret
• valuable
• used in commerce |
| Prevent others from making, using,
and selling an invention |
Control use of mark, including product/
service quality |
Reproduce, create derivative works,
distribute copies, perform, display works; claim authorship,
prevent use of name for other people's works |
Control access to proprietary business
information |
| US Constitution, federal statute |
Federal statute, state law |
US Constitution, federal statute |
State law |
| File application with US Patent and
Trademark Office |
File application with US Patent and
Trademark Office; Must use mark in commerce |
Protection exists from time that
expression is fixed in a tangible medium;
Can mark items:
(c) [date] [name]
Can register with Library of Congress |
Keep information secret |
| Starts when patent issues and extends
up to 20 years from filing date. |
As long as the mark is used in commerce. |
Life of last surviving author + 70
years If author is not a named person, 95 years from publication
or 120 years from creation |
As long as the information is secret |
| About $1200 minimum in Patent Office
fees + $ 3500 minimum in maintenance fees + $ several thousand
in attorney fees. |
About $325 minimum in Trademark Office
fees + $ several hundred or more in attorney fees.
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$30 fee per registration at Library
of Congress + minimal attorney time |
Nothing |
| http://www.uspto.gov |
http://www.uspto.gov |
http://www.copyright.gov |
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In the United States, four types of patents or
patent-like protection are available: utility, design, asexually
reproduced plants, and sexually reproduced plants.
Utility patents provide protection for new and
useful processes, machines, manufactures, compositions of matter,
and for new and useful improvements of these things. Most
of the patents that issue are utility patents.
Design patents provide protection for new, original,
and ornamental designs of articles of manufacture. They do
not protect the utilitarian aspects of the articles. For example,
you might formulate a new type of pasta that has the shape of your
traditional family crest. A design patent would allow you
to prevent others from making pasta in the shape of your family
crest. It would not allow you to prevent someone else from
using your pasta recipe.
Plant patents provide protection for asexually
reproduced plants.
Patent-like protection is also available for novel
varieties of sexually reproduced plants under the Plant Variety
Protection Act.
First, an application is written and filed with
the U.S. Patent and Trademark Office. The application must
describe the invention in sufficient detail that someone who works
in the technical field will be able to make and use the invention.
After the application is filed, it eventually is examined by a patent
examiner who then sends written comments, called an office action,
back to the inventor, attorney, or agent who filed the application.
Based on the contents of the office action, the application may
be amended, arguments may be presented to the examiner, or both.
There are usually one or two rounds of office actions and responses.
If the examiner finds the application acceptable, it is then allowed
to issue as a patent. If the examiner doesn’t find the
application acceptable, several options are available, including
filing a new application, appealing the examiner’s decision,
and giving up on obtaining a patent for the invention. The
client decides how to proceed at each step.
A provisional application is a patent application
that is filed to obtain a filing date that can be used to establish
priority for a subsequent U.S. or foreign application that is filed
within one year of the provisional application filing date.
The provisional application is checked at the Patent and Trademark
Office for completeness and not looked at further. The provisional
application will never issue as a patent. The filing fee for
a provisional application is significantly less than the filing
fee for a “regular” utility application. However,
most of the cost of an application is for attorney fees, and not
the U.S. Patent and Trademark Office filing fee, and the percentage
of the savings is small.
Provisional applications have been widely advocated
as a quick and inexpensive way to get a patent application filed
with the U.S. Patent and Trademark Office. However, to obtain
the benefit of the provisional application filing date, the application
must meet the statutory requirements for a patent application, including
a description of the invention in sufficient detail to enable someone
who works in the field to make and use the invention. While
some attorney time may be saved by submitting a fairly rough document
that does not have the normal organization and formatting of a patent
application, it is still critical that the document contains an
adequate description of the invention. Information that is
not included in the provisional application but is incorporated
into a subsequent non-provisional application will not be given
the benefit of the provisional filing date. We are aware of
at least one court case in which the applicants were not given the
benefit of the provisional application filing date because the provisional
application did not include an adequate description of the invention.
We do not advocate the use of a provisional application
as a “quick and dirty” way to get a filing date.
There are circumstances in which it is desirable to file a provisional
application, but the guiding motivation should not be simply to
file an application cheaply. We believe that quickly prepared,
incomplete provisional applications do not usually serve our clients’
long-term interests.
There is no obligation to do any research relating
to an invention, either prior to filing a patent application or
after filing the application. However, it usually is a good
idea to do some research. The information obtained probably
will help you make good technical and business decisions.
Also, if you decide to file a patent application for your invention,
the information helps a patent attorney to characterize the novel
aspects of your invention and draft a more effective application
which distinguishes your invention from whatever else was done previously.
If you file a non-provisional application, you
and your attorney must disclose to the patent examiner any references
you know about that would reasonably be material to examination
of the patent application.
Obtaining a patent is not a quick procedure, and
there is no guarantee that a patent will issue from an application.
After an application is filed with the U.S. Patent and Trademark
Office, it usually takes at least one year and often two years or
longer to obtain an issued patent, assuming the patent examiner
finds the claims in the application to be patentable.
The major costs associated with obtaining an issue
patent are attorney fees for preparing the application and handling
communications with the Patent and Trademark Office, as well as
filing and issue fees charged by the Patent and Trademark Office.
There may also be fees charged by a draftsman for professional preparation
of drawings. The attorney fees depend upon the amount of work
necessary to prepare the application and respond to comments received
from the patent examiner at thePatent and Trademark Office and on
the level of cooperation of the client.
Marian J. Furst, Attorney at Law, endeavors to
provide cost-effective, quality legal services. We are happy to
quote expected fees for each project, and we often work on a flat
fee basis. Fees for preparation of a patent application are generally
at least $3000, and fees for responding to office actions from
the Patent and Trademark Office are generally between $700 and
$1500,
depending on the amount of work required to prepare the response.
Attorney fees may be much higher.
The minimum U.S. Patent and Trademark
Office fees are currently
$500.00 for filing an application and $700.00 for issue of an
application, for an individual, non-profit organization, or small
company.
Large
companies must pay double these amounts. In addition, there may
be a $300 publication fee.
If the trademark application is still pending
before the U.S. Patent and Trademark Office, there are two possible
procedures. First, one can submit a letter of protest to the
Patent and Trademark Office. A letter of protest can be sent
prior to publication of the mark, hopefully stopping prosecution
of the mark before it ever gets to publication. The protest
letter provides information that the sender believes is relevant
to the registerability of the mark. If the person who reviews
it thinks the arguments and evidence have merit, he/she then passes
information about it on to the examining attorney.
If the mark has been published, one can file a
Trademark Opposition, which is a more formal adversarial procedure
for challenging registrtion of the mark.
There are two routes you can follow to obtain
foreign patent protection. In general, you may file within one year
of your US filing date and avoid novelty issues based on your US
filing date.
You can file an international application under
the Patent Cooperation Treaty (PCT), which many but not all nations
have signed. A PCT application does not lead directly to any issued
patents, but it does extend the time before significant foreign
filing fees must be paid. At 30 or 31 months after your initial
filing date, depending on the country, you must file an application
in each of the specific countries or regional groups of countries
where you want protection. Our office can file and handle PCT applications.
The minimum fee for a PCT application is about $1800
You can file directly in
one or more foreign countries or regional patent offices, such as
the European Patent Office. For each foreign application, you will
need a foreign associate who is licensed or registered to practice
in that country or region. We can help you find appropriate foreign
associates. Foreign filing fees vary, as do the translation and
legal fees charged by the foreign associates.
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